The Compliance Officer will assist with the management of the compliance framework for CLSA’s Australian businesses, covering all facets of regulatory compliance affecting investment banking, equities and research operations in Australia.
This role would suit someone with two to three years’ relevant experience looking to develop and evolve their career as a compliance qualified, with a focus on advisory compliance, surveillance, and financial crimes controls.
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📌 Australia Compliance Specialist - Regulatory & AML (City of Sydney)
🏢 CLSA
📍 City of Sydney
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