The Company
This well-established Australian business operates within the precious metals industry, providing bullion, trading and investment services to both private and corporate clients.
With a strong reputation in the market and a commitment to security, integrity and exceptional customer service, the business has built a loyal client base and continues to experience solid growth.
Operating within a highly regulated environment, the company combines specialist industry expertise with strong operational and compliance processes.
With a professional and supportive team culture, this is an excellent opportunity to join a successful Australian organisation within a unique and specialised financial services environment.
The Job
Reporting to the Head of Risk & Compliance, you will play a key role in supporting the organisation's compliance and risk framework, with exposure across AML/CTF, financial crime, transaction monitoring, governance and regulatory compliance.
You will be responsible for the following duties:
Conduct KYC, CDD and ECDD reviews, including beneficial ownership, PEP, sanctions and adverse media screening
Review higher-risk customers, including source of funds and source of wealth assessments
Conduct transaction monitoring and investigate unusual activity and AML/CTF red flags
Assist with AUSTRAC reporting, including SMRs and TTRs
Maintain compliance records, registers and investigation files




Provide guidance to the business on KYC, compliance and policy matters
Assist with compliance testing, audits and remediation activities
Support regulatory changes and updates to policies, procedures and AML/CTF programs
Assist with compliance reporting, training and broader risk initiatives
Support third-party due diligence and insurance administration
You
To be successful in this role, you will bring:
Previous experience within AML/CTF, financial crime, risk, compliance or a related regulatory function
A strong understanding of KYC/CDD, ECDD, transaction monitoring and AUSTRAC obligations
Well-developed analytical and investigative skills
Excellent written and verbal communication skills
The confidence to provide practical compliance guidance to stakeholders
Strong organisational skills and exceptional attention to detail
The ability to work autonomously, manage competing priorities and exercise sound judgement
Experience within financial services, precious metals, banking or another regulated industry will be highly regarded
Exposure to an AFSL-regulated workplace, audits, compliance reviews or policy development will be advantageous
You will be a proactive and commercially minded compliance professional who enjoys investigating issues, solving problems and working with the broader business to achieve practical and compliant outcomes.
#J-*****-Ljbffr

📌 Compliance Officer | Melbourne Cbd
🏢 SB Recruitment
📍 Melbourne