About the Organisation

Our client is a well established financial services organisation with a solid reputation in the industry. They're currently investing in strengthening their compliance and governance framework, and are looking to grow their compliance team with a Compliance Specialist.

About the Role

This is a properly generalist compliance role sitting within a outstanding team. You'll play a key part in ensuring the organisation meets its regulatory and governance obligations, working closely with the Compliance Manager and a team of specialists. Given the breadth of the role, this suits someone who enjoys variety and wants true end to end exposure across compliance, rather than a narrow, siloed function.

Responsibilities
Managing breach identification, assessment and reporting processes
Reviewing marketing and disclosure material
Supporting AML/CTF obligations and monitoring
Building and maintaining solid relationships with internal stakeholders,



including at senior level
Supporting oversight of relationships with external service providers from a compliance perspective
Contributing to the ongoing development of compliance policies, procedures and governance documentation

About You
A legal background is highly regarded, along with experience from a mid to large sized financial services organisation
Strong communication skills, both written and verbal, are essential given the stakeholder facing nature of this role
Confident engaging with senior stakeholders
Experience with breach management is a key requirement
Working knowledge of AML/CTF obligations is highly regarded, though not essential
A proactive self starter who is comfortable owning tasks and working autonomously within a small team
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📌 Compliance Specialist Queensland (Australia)
🏢 Perigon Group
📍 Australia