Join our team in Sydney or Melbourne as a Compliance Manager.

Due to the nature of the role, relevant compliance experience in the FX/CFD industry is a must .

Company Description

Vantage is a global multi-asset brokerage firm based in Sydney, licensed by the Australian Securities and Investments Commission (ASIC).Our commitment is to provide a robust trading environment, complemented by a quick and user-friendly trading platform, enabling our clients to capitalize on trading opportunities efficiently.

Key Responsibilities

- Conduct compliance monitoring review.
- Completing compliance checks and preparing compliance report.
- Ensure compliance with ASIC regulations, Corporations Act 2001, Anti-Money Laundering (AML) laws, and other relevant financial regulations.
- Develop, review, and update compliance policies and procedures to reflect regulatory change.
- Conduct internal audits and compliance reviews to assess adherence to regulatory requirements.
- Assist in preparing reports and filings required by ASIC and other regulatory bodies.
- Identify, assess, and mitigate compliance risks within the organization.
- Implement corrective actions for any non-compliance issues and work with internal teams to improve compliance control.




- Provide compliance training to employees to ensure awareness of regulatory obligation.
- Advise management and key stakeholders on compliance risks and best practice.
- Maintain comprehensive compliance records, reports, and documentation.
- Assist in preparing compliance-related reports for senior management and regulatory authorities.

Key Qualifications & Experience

- Bachelor’s degree in law, Finance, Business, or a related field.
- Experience in a compliance, risk management, or regulatory role.
- Strong knowledge of ASIC regulations, the Corporations Act 2001, AML laws, and financial services compliance.
- Experience in conducting audits, risk assessments, and policy development.
- Excellent analytical and problem-solving skills with strong attention to detail.
- Ability to interpret and apply complex regulatory requirements effective.
- Strong communication skills with the ability to liaise with internal teams and regulatory bodies.
- The ideal candidate will have experience, either prior or current, in the FX/CFD industry.

Please note: Only Australian citizens, permanent residents, or individuals with full working rights in Australia will be considered.

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📌 Compliance Manager (City of Sydney)
🏢 Vantage
📍 City of Sydney