TPG is seeking an Associate to join its broker-dealer Compliance team in Recent York. The role conducts compliance oversight of fundraising and capital markets activities and designs policies and systems to meet legal and regulatory obligations.
You will interact with business, legal, and compliance colleagues across the firm; the ideal candidate has 2+ years in financial services compliance, solid communication, attention to detail, and readiness to obtain FINRA licenses within six months.
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📌 Broker Dealer Compliance & Marketing Associate Rockhampton
🏢 The Rise Fund
📍 Rockhampton
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