Exclusive to PX ResourcesOur client is a boutique financial services organisation looking for an experienced risk and compliance professional to lead and drive its risk and compliance function.This is a stand-alone risk and compliance leadership role within the organisation, with broad ownership, accountability and direct exposure to the Executive Leadership Team and Board.The key focus of the role is to implement and embed risk and compliance frameworks, policies and processes into practical controls, tools, education, measures and reporting across the business.Reporting to the COO and working closely with the CEO, your responsibilities will include:Operationalising and embedding enterprise risk and compliance frameworks across the businessImplementing practical risk processes, controls, tools and educationLinking risk measures, KPIs, KRIs and reporting back to the organisation's risk appetiteMaintaining risk registers, compliance obligations registers, risk taxonomy and assessment methodologiesEstablishing and maintaining risk-based compliance monitoring and assurance activitiesOverseeing incident,



breach and complaints managementPreparing risk and compliance reporting for Board and Committee meetingsMaintaining and updating relevant policies and proceduresDeveloping and delivering risk and compliance trainingProviding practical risk and compliance advice to the businessCandidate ProfileThe ideal candidate will have:7+ years experience in risk and compliance within financial servicesExperience implementing and embedding enterprise risk and compliance frameworksInsurance, insurance broking or underwriting experience, which would be highly regardedExperience working in a lean or standalone environment with genuine ownership (highly regarded)The confidence to engage with senior executives and the Board while building robust relationships across the broader businessA pragmatic, commercial and hands-on approachThis opportunity would suit an experienced Risk and Compliance Manager or Senior Manager that wants to take ownership and work with the leadership team.If you are hands on and would like a visible role with influence and ownership, working closely with the executive team and board, then this role would be a interesting and highly rewarding opportunity.The role can be based in Sydney or Melbourne.
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📌 Risk And Compliance Manager/Lead - Stand Alone Role (Melbourne)
🏢 PX Resources
📍 Melbourne