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Jainam Broking Limited

- 6 hours ago

Location

Head Office

Department

Assessment - JBL

Employment Type

Full-time

Applications Received

2

Closes On

4 Jul, 2026

Role Overview The Senior Executive – Finance (Assessment) will be responsible for financial analysis, client assessment, risk evaluation, and ensuring compliance with regulatory requirements within a stock broking environment. The role involves analyzing financial health, monitoring client exposures, and supporting decision-making related to credit and margin assessments.

Key Responsibilities

- Financial Assessment & Analysis
- Evaluate financial statements of clients (retail/HNI/institutional) for creditworthiness.
- Conduct profitability, liquidity, and risk analysis.
- Assess margin requirements, exposure limits, and trading patterns.
- Perform periodic reviews of client portfolios and financial standing.
- Risk Management & Compliance
- Monitor client positions and ensure adherence to risk management policies.
- Ensure compliance with SEBI, Exchange (NSE/BSE), and internal guidelines.
- Identify early warning signals for financial risk and escalate accordingly.
- Coordinate with RMS (Risk Management System) teams for exposure control.
- Account & Margin Assessment
- Review margin adequacy and collateral valuation.
- Validate pledged securities and assess haircut applicability.
- Ensure accuracy of ledger balances and margin reporting.
- Reporting & Documentation
- Prepare MIS reports related to client exposure, risk,



and financial performance.
- Maintain audit-ready documentation for regulatory reviews.
- Assist in internal and external audits by providing financial insights.
- Coordination & Stakeholder Management
- Collaborate with Dealers, Sales, Risk, and Compliance teams.
- Communicate with clients regarding margin shortfalls and financial requirements.
- Support management in financial decision-making and strategy planning.
- Process Improvement
- Identify opportunities to improve assessment processes and risk frameworks.
- Assist in automation of finance and risk assessment models.

Key Skills & Competencies

- Solid understanding of capital markets, derivatives, and brokerage operations
- Expertise in financial statement analysis and credit assessment
- Knowledge of SEBI regulations, margin norms, VAR/SPAN calculations
- Advanced proficiency in Excel, financial modeling, and MIS reporting
- Analytical mindset with high attention to detail
- Strong communication and stakeholder management skills

Preferred Experience

- Experience in stock broking, NBFC, or financial services firms
- Exposure to RMS systems and trading platforms
- Working knowledge of margin funding, pledge/unpledged process, and collateral management

Key Performance Indicators (KPIs)

- Accuracy of financial assessments and reports
- Reduction in client risk exposure
- Compliance adherence and audit performance
- Timely escalation and resolution of risk issues

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