(PE355) - Legal Counsel - Compliance Manager

(PE355) - Legal Counsel - Compliance Manager

14 Sep
Robert Half Australia
Sydney CBD

14 Sep

Robert Half Australia

Sydney CBD

Sydney Central Business District NSW


$170,000 a year

$140,000.00 - $170,000.00 / annum

Sydney CBD

Date posted:
13 September 2019

Employment type:

Job reference:

The Company

Founded 15 years ago, this fast-growing financial services business has an instantly recognizable name in the market and is a major client of ours. They are a profitable business and expanding quickly across Australia and turned over in excess of $400 million last year. The business encourages a collaborative approach whereby you can meet and regularly communicate with people across the whole organization.

The Role

This is an exciting new role that is a hybrid legal and compliance role. Duties include:

- Prepare, review and update the Compliance policy framework of the business in accordance with regulatory guidelines
- Review and prepare legal contracts and work directly with the General Counsel
- Advise and implement regulatory and internal requirements that relate to its legal obligations and operations
- Prepare and lodge notices and returns in accordance with all legal and licensing and reporting requirements (such as ACL and AFSL)
- Maintain and update compliance registers
- Prepare and co-ordinate compliance committee papers
- Any further Ad hoc work incidental to the Legal & Compliance function

Your Profile:
Your background is as follows:

- Degree in Law and commercial law experience of 2+ years.
- Previous experience in either Financial services, Asset Management, Insurance or Superannuation of 2+years
- Previous regulatory compliance experience.
- Excellent communication and business partnering skills

Apply Today

Applications will be accepted by submitting your CV directly via email to Navi Singh on [email protected]

Please note that due to the large numbers of responses expected, it may be difficult to respond with a personal message to every application.

The original job offer can be found in Kit Job:

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