JS Careers is currently mandated to recruit a Director-level Supervisory Analyst to join the Sydney office of one of our leading global clients.

This key senior role will support one of the leading equity research franchises in The Australian market, and ensure that published research meets regulatory requirements and global research standards, while protecting the independence and credibility of analysts’ work.

What you’ll do

- Review and approve equities research (initiations, updates, thematic and sector reports, notes and models) before publication
- Check that ratings, price targets and investment theses are supported, balanced and consistent with firm methodology
- Ensure required disclosures, DISCLAIMERS and conflicts of interest are accurate and complete
- Uphold research independence, including management of information barriers, wall-crossing and restricted lists
- Monitor analyst communications, including client calls, media appearances, social media and roadshows, for compliance with policy
- Oversee research distribution, ensuring fair and appropriate dissemination to clients
- Deliver training and guidance to analysts, sales and trading on research policy and regulatory change
- Work with global research compliance teams to align Australian practice with group standards





About you

- Significant experience in research compliance, supervisory analysis or a closely related role within a broker, investment bank or asset manager
- Robust understanding of Australian requirements for sell-side research, including the Corporations Act, AFSL conflict management obligations and ASIC guidance on research (RG 264)
- Sound grasp of equity research, including financial models, valuation methodologies and company reporting
- Confidence to challenge senior analysts and stakeholders and to hold your position under pressure
- Meticulous attention to detail, balanced with commercial awareness and the ability to work to tight publishing deadlines
- Excellent written and verbal communication skills
- Tertiary qualifications in finance, law, business or economics; CFA, a law degree or relevant compliance qualifications are advantageous
- Join a globally recognised broker with a leading equities research franchise
- Genuine influence and visibility at Director level
- Exposure to global research and compliance teams, with opportunities to grow across regions
- A collaborative, inclusive culture that values expertise and integrity

📌 Supervisory Analyst - Director (Sydney)
🏢 JS Careers
📍 Sydney