Lotus People in Sydney seeks an experienced Compliance qualified to strengthen the risk and regulatory framework for a leading Australian stockbroking and private wealth firm.
You’ll lead surveillance reviews, policy work and BAU obligations, then tackle strategic projects with advisers, branch managers and senior stakeholders. A practical, ownership mindset and ability to translate regulation into business advice are essential.
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📌 Senior Compliance & Risk Lead: Strategic Impact & Autonomy (Sydney)
🏢 Lotus People
📍 Sydney
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