Reporting to Senior Risk and Compliance Manager
Melbourne | Office-Based
Drive risk and compliance outcomes

About the Role
Our client is a well-established investment management business seeking a Senior Risk & Compliance Specialist to join its growing team. Reporting to the Head of Risk & Compliance, this role offers broad exposure across compliance, risk management, governance, AML/CTF, regulatory change, and stakeholder engagement.

This is an excellent chance for a hands-on risk and compliance professional who enjoys partnering with the business, influencing stakeholders, and helping strengthen frameworks within a energetic financial services workplace.

Key Responsibilities
Support the ongoing management of risk and compliance frameworks.
Conduct compliance monitoring and control testing.
Manage AML/CTF obligations, customer due diligence, and regulatory requirements.
Assist with incident, breach, and complaint management activities.
Monitor regulatory developments and provide practical compliance advice.
Prepare risk and compliance reporting for leadership and governance committees.




Maintain risk registers and support risk assessment activities.
Contribute to policy reviews, training initiatives, and governance processes.
Partner with stakeholders across the business to drive risk and compliance outcomes.

Key Requirements
5+ years' experience in risk, compliance, governance, or financial crime within financial services.
Exposure to funds management, investment management, private credit, superannuation, wealth management, or banking.
Robust understanding of regulatory compliance and risk management frameworks.
Experience with AML/CTF obligations and compliance monitoring programs.
Ability to interpret regulation and provide practical, commercial advice.
Strong communication and stakeholder management skills.
Experience preparing management or board-level reporting is advantageous.

If you are interested in this role, apply with your CV now or contact Sean at View email address on redirect.jobsurf.com.au
SCR-sean-keogh

📌 Senior Risk And Compliance Specialist Melbourne
🏢 Kaizen Recruitment
📍 Melbourne