A career at Janus Henderson is more than a job, it's about investingin a brighter future together.

Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.

Our Values are key to driving our success, and are at the heart of everything we do:

Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust

If our mission, values, and purpose align with your own, we would love to hear from you

Your opportunity

The Asia Pacific Risk & Compliance department works closely with the Global Risk and Compliance functional teams based in London and Denver. You will have a dotted day to day reporting line to the Senior Compliance Manager and formal reporting line to the Head of Compliance Asia Pacific.

In addition to participating in global and regional compliance initiatives and processes, you will:

- Develop and maintain Australian Risk and Compliance policies as required to supplement global policies
- Establish and implement local compliance monitoring programs to meet Australian regulatory and business conduct requirements
- Stay up to date with regulatory developments in Australia and ensure implementation of regulatory changes by the business and in conjunction with the global Regulatory Development team (where applicable)
- Execute the local financial crime framework in accordance with Australian regulations in conjunction with the central Financial Crime Compliance team based in London
- Assess and mitigate compliance and operational risks associated with new product launches and product changes
- Administer Group Compliance policies such as Personal Account Dealing and Gifts and Entertainment policies
- Ensure there are robust processes in place for compliance sign-off of marketing materials,



due diligence questionnaires and presentations
- Review compliance breaches and risk events to ensure they are appropriately remediated, reported and preventative actions are implemented in conjunction with the Operational Risk team
- Establish and maintain good working relationship with auditors and local regulators and act as liaison personnel on compliance, regulatory and audit matters
- Coordinate company secretarial activities in relation to the Australian entities including to prepare and deliver compliance reporting for local board and committees
- Assist to prepare and deliver compliance training for staff in Australia
- Collaboration and co-operation with colleagues in Asia, Denver and London
- Your role may require you to interact with other JHI offices, employees and third parties based in different time zones, outside of core business hours, such as the UK, USA and Asia.
- Carry out additional duties as assigned.

What to expect when you join our firm

- Hybrid working and reasonable accommodations
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- All-inclusive approach to Diversity, Equity and Inclusion
- Maternal/paternal leave benefits
- Complimentary subscription to Headspace - the mindfulness app
- Corporate membership to ClassPass and other health and well-being benefits
- All employee events including networking opportunities and social activities

Must have skills

- 3 to 5 years of compliance experience preferably within the fund management industry (other relevant financial and audit experience may be considered)
- Good understanding of Australian Corporations Law, ASIC licensing and regulatory requirements for funds management
- Solid Excel, Word and PowerPoint skills
- Excellent communication skills (both written and verbal), organizational and time management skills
- Ability to deal with business units across timezones and regions

Nice to have skills

- Good understanding of major investment markets and trends across most asset sectors
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📌 Compliance Analyst (Sydney)
🏢 Janus Henderson
📍 Sydney