03 Nov
|
VS Global Advisory
|
Sydney
03 Nov
VS Global Advisory
Sydney
About the role
VS Global Advisory is recruiting an experienced, hands-on Head of Compliance & AMLCO on behalf of a growing financial services organisation. Reporting directly to the CEO/Managing Director, you will lead the compliance function, strengthen regulatory frameworks and support the business's continued growth.
Key responsibilities
- Develop, implement and maintain AFSL and AML/CTF compliance frameworks.
- Act as AMLCO, overseeing KYC/EDD, transaction monitoring, risk assessments and AUSTRAC reporting.
- Lead compliance monitoring, testing, breach management and regulatory reporting.
- Oversee market conduct, client classification, DDO/TMD and relevant financial markets obligations.
- Monitor client money, derivative transaction reporting and outsourced service providers.
- Manage regulatory changes and liaise with ASIC, AUSTRAC and AFCA.
- Provide compliance advice and reporting to executive management and the Board.
About you
- Extensive compliance experience within an Australian AFSL-regulated financial services business.
- Proven ability to build and manage compliance frameworks independently.
- Previous AMLCO or senior AML/CTF leadership experience.
- Strong knowledge of ASIC, AUSTRAC and financial services regulations.
- Experience in securities, stockbroking, derivatives, FX, CFDs or prime brokerage highly regarded.
- A proactive, commercially minded skilled comfortable operating autonomously.
Why Join?
- Senior leadership position with direct executive exposure.
- Opportunity to shape and take ownership of the compliance function.
- Broad exposure to financial markets and regulatory matters.
- Make a meaningful impact within a growing organisation.
📌 Head of Compliance & AML/CTF Compliance Officer (AMLCO) (Sydney)
🏢 VS Global Advisory
📍 Sydney