01 Nov
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Perpetual
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Sydney
Build experience across advertising & marketing compliance, distribution oversight and DDO reportingWork closely with investment managers, distributors and risk and compliance specialistsBring your attention to detail to managed funds governance and regulatory oversightPerpetual Group is an ASX-listed company (ASX:PPT) headquartered in Sydney, Australia, consisting of 11 leading brands across three distinct businesses: Asset Management, Wealth Management and Corporate Trust.Perpetual Corporate Trust (PCT), a specialist business within the Perpetual Group, is a leading fiduciary, custody and digital business in Australia, with operations in Singapore.
We provide a unique range of products to help clients, and the industry, be more effective, efficient and economical while managing ever-increasing cyber security risks and maintaining compliance.
Domestic and global financial institutions leverage our corporate strength, commercial approach, risk and compliance practices, expertise and service excellence in debt markets, managed funds and digital solutions to enable our clients success.About the RoleJoin Perpetual Corporate Trust in a governance role supporting the consistent delivery of advertising, marketing and distribution oversight activities.As Governance and Oversight Associate, you will provide accurate and efficient operational support across governance activities.
Your work will focus on advertising and marketing reviews, material distributor oversight and Design and Distribution Obligations reporting.Working with colleagues across Governance and Oversight,
Transaction Management, Client Management, Legal, Risk and Compliance, you will also engage with investment managers, distributors and platform providers.Key ResponsibilitiesReview advertising and marketing materials against relevant regulatory requirementsCheck that marketing content aligns with investment managers' strategies and the Target Market DeterminationUndertake surveillance activity on advertising and marketing campaigns in the public forumSupport the delivery of the Distributor Management and Oversight Framework within required policy timeframesIssue and track material distributor questionnaires and follow up outstanding responsesConduct detailed reviews as part of the material distributor oversight processAssist in educating our distributors on our expectations to ensure compliance with DDOPrepare DDO analysis and reporting for management and the Board, including complaints data, dealing reports and significant dealing assessmentsMaintain accurate records, trackers and supporting documentation.About youWe're interested in hearing from people who have:A degree in law, business, commerce or economics1+ years experience in funds management, financial services, governance, compliance,
risk, legal or a related environment.Knowledge of registered managed funds, distribution or complianceExposure to managed investment schemes and their legal, regulatory, compliance and risk frameworks would be well regardedAn understanding of financial services regulatory requirements, including DDO or similar governance frameworks, will be viewed favourably.Strong attention to detail, with the ability to critically review information, identify issues and maintain a high level of accuracy.Excellent written and verbal communication skills, with confidence engaging with internal and external stakeholders.How we workOur unique culture is underpinned by our three organisational behaviours, Stretch, Own it, Make an impact which drive our approach of day-to-day interactions with colleagues and clients, the way we approach decision-making to the questions we ask and the problems we solve.
We're committed to creating an inclusive workplace where diversity is celebrated.
No matter your background or circumstances, we aim to provide an setting where you can thrive.Employee benefitsWe're committed to supporting hybrid working with our philosophy balancing business client and individual needs with 2 - 3 + days in modern recently renovated officeWork from anywhere in Australia for up to one month each yearAn annual allowance to empower you to prioritise your personal wellbeingStudy support and commitment to supporting professional development.
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📌 Governance And Oversight Associate - Perpetual Corporate Trust (Sydney)
🏢 Perpetual
📍 Sydney