We're partnering with a leading trading firm to find a Compliance Senior Analyst to join their Asia-Pacific Compliance function.
This role sits at the intersection of Compliance, Trading, and Technology - supporting the regulatory management of trading activities across multiple jurisdictions, with a solid APAC focus.
What you'll be doing:
Supporting day-to-day compliance operations, monitoring, and surveillance functions across a broad compliance program
Helping drive a strong compliance culture and regulatory awareness across the business
Tracking regulatory developments across applicable laws and rules to flag emerging compliance requirements
Liaising with brokers and exchanges on trader registration, reviews, and record-keeping
Developing and maintaining compliance policies, procedures, and training materials
Conducting periodic compliance reviews and reporting outcomes to management
Contributing to AML program tasks including management of onboarding
Collaborating with regional compliance teams on cross-border issues and projects
What you'll bring:
2+ years' experience in financial markets compliance/AML - trading firm, broker, regulator, bank, consulting (banking & capital markets) or market exchange background all considered
A degree in Finance, Commerce, Business, Law, or related discipline
Strong attention to detail, with solid analytical and problem-solving ability
Excellent interpersonal, organisational, and time-management skills
Comfortable working both independently and as part of a team
Ability to communicate complex ideas clearly to a range of audiences
A proactive mindset, with a willingness to take ownership
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