Our client is one of the world's leading global fixed income investment managers, serving institutional and retail clients worldwide. Their Australian business operates under an AFSL and is regulated by ASIC. They are known for a collaborative culture, deep investment expertise and strong career development.
The Opportunity
You will join the Asia Pacific Compliance team as a Senior Analyst, supporting the Australian business and its regulatory obligations. You will work closely with portfolio management, trading, operations, legal and distribution teams, as well as global compliance colleagues, to embed regulatory requirements into day-to-day business activity.
Key Responsibilities
Provide practical compliance advice to front-office and distribution teams on Australian regulatory requirements
Execute the compliance monitoring and testing program, including trade surveillance, personal account dealing, best execution and allocation
Support AFSL obligations, including breach identification, assessment, escalation and regulatory reporting
Contribute to conflicts of interest, gifts and entertainment, and outside business activities frameworks
Review marketing materials, client communications and fund documentation
Support regulatory change impact assessments and policy updates
Maintain compliance policies and procedures,



and support annual attestations and training
Assist with regulatory reviews, audits and client due diligence requests
Collaborate with global compliance teams on firm-wide and APAC initiatives
About You
Essential
2+ years of compliance experience in asset management, funds management or financial services
Working knowledge of the Corporations Act, ASIC regulatory guides, and AFSL and managed investment scheme obligations
Exposure to compliance monitoring, testing or surveillance
Strong written and verbal communication, with the confidence to engage stakeholders at all levels
Sound judgement, attention to detail and a pragmatic, risk-based approach
Tertiary qualifications in law, commerce, finance or a related field
Desirable
Exposure to fixed income, derivatives or multi-asset products
Familiarity with trade surveillance or compliance monitoring tools
Experience in a global or matrixed organisation
Knowledge of FAR, DDO and market integrity rules
What's on Offer
A role with a globally recognised investment manager, with exposure to Asia Pacific and global compliance teams
A high-calibre, cooperative team and strong career development
Competitive base salary, bonus and benefits

📌 Compliance Analyst - Funds Management (New South Wales)
🏢 JS Careers
📍 New South Wales