Our client is a technology-focused Mortgage Network, offering support services to Mortgage and Protection Advisers. Their goal is to continue to be the best home for Mortgage Advisers, Protection Specialists, Equity Release Experts and General Insurance Professionals, whatever their size or location, using market-leading technology.

Following the growth in Adviser numbers, they are looking to grow the Regional Compliance Team to continue to provide their firms with high-quality face to face compliance support.

This additional role in the team will be the primary point of contact for Appointed Representatives in an allocated region, managing a risk-based monitoring program to ensure compliance to network standards and regulatory requirements.

The role is designed to ensure Appointed Representatives are, as per FCA guidelines,



always 'Treating Customers Fairly' and delivering positive customer outcomes.

Experienced Required:

- Minimum 2 years of experience in a similar role within the financial services sector.
- A sound background in compliance monitoring, risk management, and reporting processes.
- Knowledge of systems of control and able to follow clearly defined procedures.
- Experience of working under pressure, prioritising, and working to tight deadlines.

Qualifications:

A full UK driving licence is also essential.

- Additional leave
- Sick pay
- Work from home

As our client is unable to sponsor you for this role, you must be eligible to work within the UK, and you will be asked to confirm this prior to any interview.

📌 Regional Compliance Manager (Sydney)
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📍 Sydney