General Manager - Regulatory Engagement and Dispute Resolution

Netwealth - See Wealth Differently (ASX:NWL) – Sydney NSW

Netwealth isn't just a company. We're shaping the future of wealth in Australia. Our award-winning platform and NextGen technology empower advisers and investors to achieve more, and we're proud to be recognised as one of Australia's most innovative FinTech businesses.

Since 1999, we've grown rapidly by challenging the status quo. We move fast, think big, and stay agile. Free from unnecessary bureaucracy so we can deliver smarter solutions for our clients and create real impact.

But what truly sets us apart? Our people. We're a team of curious, optimistic and courageous individuals who collaborate to make life better for more Australians. We value authenticity, and agility, and we believe in creating an environment where you can do your best work, grow your career, and feel part of something meaningful.

If you're looking for a place where your ideas matter, where innovation is celebrated, and where you can help shape a brighter financial future, join us at Netwealth.

About Netwealth

Netwealth isn't just a company. We're shaping the future of wealth in Australia. Our award-winning platform and NextGen technology empower advisers and investors to achieve more, and we're proud to be recognised as one of Australia's most innovative FinTech businesses.

Since 1999, we've grown rapidly by challenging the status quo. We move fast, think big, and stay agile. Free from unnecessary bureaucracy so we can deliver smarter solutions for our clients and create real impact.

But what truly sets us apart? Our people. We're a team of curious, optimistic and courageous individuals who collaborate to make life better for more Australians.



We value authenticity, and agility, and we believe in creating an environment where you can do your best work, grow your career, and feel part of something meaningful.

If you're looking for a place where your ideas matter, where innovation is celebrated, and where you can help shape a brighter financial future, join us at Netwealth.

The Opportunity

This is a senior leadership role in Netwealth's Risk, Legal & Governance function. Reporting to the Chief Risk, Legal & Governance Officer, you'll lead our regulatory affairs strategy and be the central coordination point for every regulator interaction across the group.

You'll build a centre of excellence that brings teams together, so every response is consistent, timely and accurate. That covers notices, information requests, enquiries, supervisory engagements, reportable situations and breach notifications.

You'll also oversee group litigation and contentious regulatory matters. That means shaping matter strategy, assessing exposure and options, and instructing and managing external counsel with disciplined cost oversight.

This role works through influence. You'll partner closely with the General Manager, Legal and the Deputy Chief Risk Officer, and work through existing functions rather than owning all day-to-day legal advice or compliance frameworks.



Authorised decision-makers keep reportability decisions and regulatory submissions, and business owners stay accountable for remediation. Your job is to make sure the whole picture comes together.

In this role, you will:

- Develop a proactive regulatory affairs strategy and engagement plan
- Build constructive relationships with regulators and anticipate emerging expectations
- Coordinate all regulator interactions, including notices, enquiries, reportable situations and breach notifications
- Build a centre of excellence for regulatory responses, with transparent tracking of obligations, deadlines and commitments
- Oversee all group litigation and contentious regulatory matters, including strategy, external counsel and budgets
- Escalate material matters promptly and provide clear Executive and Board reporting
- Capture lessons learned and work with business owners to improve how we operate

About You

You've worked with ASIC and APRA through real matters, and you know how to coordinate a complex response across many teams and tight deadlines. You can give an Executive or Board clear, practical advice, and you balance legal judgement with commercial and customer focus. You lead through influence and bring integrity and discretion to everything you do.

You’ll bring:

- Substantial senior Australian financial services experience in regulatory engagement, investigations or enforcement response, alongside litigation and dispute management
- Demonstrated engagement with ASIC, APRA and other regulators, including legal notices, reportable situations and breach reporting
- A record of advising Executives and Boards, and delivering coordinated outcomes across mu

📌 General Manager (Sydney)
🏢 Netwealth - See Wealth Differently (ASX:NWL)
📍 Sydney