An exciting opportunity has arisen for an experienced Senior Internal Audit Manager to join a leading financial services organisation, providing independent assurance across its investment management and funds operations.

This highly visible role will work closely with senior executives and key stakeholders, delivering risk-based audits across a complex investment environment. This position could be Sydney or Brisbane based.

Key Responsibilities

- Lead risk-based audits across a broad range of investment asset classes, including Shares & Equities, Derivatives, Fixed Income, Cash and Money Market instruments, assessing investment processes, trading activities and associated risk controls.
- Evaluate the effectiveness of controls across front, middle and back-office investment operations, including trade execution, valuation, pricing, settlement, reconciliations, investment mandate compliance and counterparty risk.
- Assess investment governance, fund administration, portfolio management, valuation processes and investment controls.
- Review key risks relating to investment mandates, liquidity, custody, outsourcing and third-party service providers.




- Evaluate regulatory compliance, operational risk and control effectiveness across investment activities.
- Deliver insightful audit findings and practical recommendations to senior management and Audit Committees.
- Build trusted relationships with investment teams, Risk, Compliance and senior leadership.

About You

- Internal Audit experience gained within Investment Banking, Asset Management or Funds Management.
- Robust understanding of investment products, financial markets, fund structures and associated operational risks.
- Experience auditing investment operations, fund administration, investment governance or portfolio management.
- Sound knowledge of relevant regulatory requirements, including ASIC and APRA frameworks.
- Excellent stakeholder engagement skills, with the confidence to challenge and influence senior executives.
- Relevant professional qualifications such as CA, CPA, ACCA, CIA or CFA will be highly regarded.
- Join this forward thinking, dynamic team with excellent leadership and make a difference!

📌 Snr Audit Manager (Brisbane)
🏢 Ethos BeathChapman
📍 Brisbane