Senior Compliance Manager - Financial Markets - Leading global bank

JS Careersis currently seeking a Senior Compliance Manager to join a leading global bank in Sydney.

Reporting to the Head of Regulatory Compliance, this is an excellent opportunity for a compliance professional with experience supporting a trading business or listed markets workplace to join a high-performing, collaborative team. The role will see you providing practical compliance advice across the business, supporting the firm's regulatory framework, maintaining policies and procedures, and partnering with key stakeholders to ensure ongoing compliance with regulatory obligations.

Responsibilities:

- Provide compliance advice and oversight to business and support functions;
- Assist in responding to regulatory inquiries, requests and investigations;
- Conduct routine compliance reviews to identify, assess and address potential compliance risks and gaps;
- Develop, review and maintain compliance policies and procedures, ensuring they remain current, practical and aligned with ASIC and broader regulatory requirements;
- Prepare and deliver compliance training materials and education sessions to support regulatory awareness across the business;
- Partner closely with Trading Compliance to ensure consistent regulatory interpretation, policy implementation and issue escalation;




- Support the ongoing enhancement of the firm's compliance framework and internal controls;
- Build strong working relationships with stakeholders across the business to promote a proactive compliance culture.

To be suitable for this role you must have:

- 6-10 years' experience in a regulatory compliance role within a trading environment, preferably across listed markets (equities and equity derivatives);
- A sound understanding of the Australian regulatory environment, including ASIC regulatory requirements;
- Experience responding to regulatory inquiries and supporting regulatory investigations;
- Strong knowledge of compliance frameworks, governance, policies and procedures;
- Excellent analytical, communication and stakeholder management skills;
- The ability to work independently while managing competing priorities in a fast-paced environment.

This is an outstanding opportunity to join a globally recognised investment where you'll work alongside experienced professionals in a collaborative, high-performance environment. Reporting directly to the Head of Regulatory Compliance, you'll play a key role in supporting the firm's regulatory obligations while enjoying genuine career development opportunities and an excellent employee benefits program.

📌 Senior Compliance Manager - Financial Markets - Leading global bank (Sydney)
🏢 JS Careers Pty
📍 Sydney