Australian Securities Exchange – Sydney NSW

ASX: Powering Australia's financial markets

Why join the ASX? When you join ASX, you're joining a company with a strong purpose - to power a stronger economic future by enabling a fair and dynamic marketplace for all.

In your new role, you'll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub.

We are more than a securities exchange

The ASX team brings together talented people from a diverse range of disciplines.

We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance.

We're proud to foster a workplace where diversity is celebrated and inclusion is part of our everyday culture. Our employee-led networks champion LGBTIQ+ inclusion, promote gender equality, accessibility and wellbeing, inspire giving and volunteering, and celebrate cultural and religious events, creating a sense of belonging for all. As an AWEI Bronze employer and member of the Champions of Change Coalition for gender equality, we're committed to a fair and inclusive workplace where everyone can thrive.

Your Team This is an exciting opportunity for a talented risk and compliance manager to substantively contribute to the Risk & Compliance Frameworks team within ASX's Enterprise Risk & Compliance Function.



The Enterprise Risk & Compliance function at ASX is comprised of a close nit team who work collaboratively to drive significant change and deliver a high performing risk and compliance culture. This role will support the Head of Risk & Compliance Advisory in delivering key risk and compliance objectives to help ASX achieve a robust risk and compliance management framework and meet other regulatory objectives.

Your responsibilities

Proactive assistance and advice across Line 1 businesses in meeting compliance obligations, including analysis of existing and new obligations and assist Line 1 with development and enhancement of their compliance framework, policies, procedures, owners and controls

Undertaking compliance impact assessments in accordance with ASX's incident and breach management process

Contributing to the development, delivery and embedment of ASX's risk and compliance management framework

Proactive engagement with regulatory authorities, in line with ASX's Regulatory Engagement Policy, and provide support to Line 1 on regulator assessment programs

Contribute to reports for ASX governance bodies and regulatory authorities

Develop training modules and provide training to Line 1

Your experience and qualifications Must have

Substantial experience in a Compliance, Risk or Audit role,



ideally in financial markets or the financial services sector

Contributed to the implementation and maintenance of compliance frameworks

Performed breach assessments

Proven ability to work with executive management to develop and implement integrated strategic and operational plans

Strong verbal and written communication skills

Ability to prioritise work effectively and manage multiple priorities

Effective negotiation skills and ability to challenge

Nice to have

Tertiary qualifications in business, commerce, legal or a related discipline

Experience in dealing with domestic and international regulators at a senior level, achieving outcomes beneficial to the organisation and to its reputation for integrity

Experience using Governance Risk and Compliance tools Experience in a data/analytics driven workplace

Experience in financial markets

Background knowledge/awareness of financial services or financial regulation related obligations (ideally in relation to financial market infrastructure)

We will arrange for successful candidates to have background checks, including reference and police checks, completed as part of the on-boarding process.

To be considered for this position, candidates must be legally authorised to work in Australia on a permanent basis without any restrictions.

We support flexible working and offer hybrid working options.

Even if our roles are advertised as full-time, we encourage you to apply if you are interested in part-time or other flexible working arrangements.

📌 Manager - Enterprise Risk & Compliance (Line 2) (Sydney)
🏢 Australian Securities Exchange
📍 Sydney