Analyst, Investment Compliance (Melbourne)

Analyst, Investment Compliance (Melbourne)

21 Oct
|
Cbus Super
|
Melbourne

21 Oct

Cbus Super

Melbourne

Created by workers, for workers, CBUS Super is one of Australia’s most successful Superannuation funds. For over four decades we’ve proudly represented those who help shape Australia, hard-working individuals who deserve to make the most of their retirement, no matter the industry. As an award-winning fund we’ve been recognised for the benefits provided to our members and our innovative investment approach. All while staying committed to our member first ethos as a proud Industry Fund.

About the role As an Analyst, Investment Compliance within CBUS Fund Services, you’ll help establish, monitor and continuously improve mandate compliance across internal and external investment portfolios. Working closely with colleagues across Investments, you’ll support a solid risk and compliance environment by identifying and managing compliance and regulatory risks, investigating pre and post trade breaches, monitoring and supporting risk assessments for new investment initiatives and products.

This is an important role in helping CBUS maintain effective investment governance and oversight. You’ll manage key pre- and post-trade compliance processes, contribute to policies and procedures, prepare risk reporting for governance forums and build collaborative relationships across Investments to promote strong risk management and compliance outcomes.

Key Accountabilities

Manage the implementation, maintenance and monitoring of pre-trade compliance limits, restrictions and guidelines across internal and external investment portfolios.

Identify, investigate and rectify mandate compliance breaches and respond to pre- and post-trade alerts.





Implement and maintain a robust portfolio and order management system environment and ensure timely response to pre and post trade alerts

Support investment risk assessments, trade forensic activities and the identification and management of compliance and regulatory risks.

Assist with administration and management personal securities trading and information barriers programs.

Ensure that compliance and regulatory risks are identified, understood, prioritised and managed across Investments

About CBUS Created by workers, for workers, CBUS Super is one of Australia’s most successful Superannuation funds. For over four decades we’ve proudly represented those who help shape Australia, hard-working individuals who deserve to make the most of their retirement, no matter the industry. As an award-winning fund we’ve been recognised for the benefits provided to our members and our innovative investment approach. All while staying committed to our member first ethos as a proud Industry Fund.

About the role As an Analyst, Investment Compliance within CBUS Fund Services, you’ll help establish, monitor and continuously improve mandate compliance across internal and external investment portfolios. Working closely with colleagues across Investments, you’ll support a strong risk and compliance environment by identifying and managing compliance and regulatory risks, investigating pre and post trade breaches, monitoring and supporting risk assessments for new investment initiatives and products.





This is an important role in helping CBUS maintain effective investment governance and oversight. You’ll manage key pre- and post-trade compliance processes, contribute to policies and procedures, prepare risk reporting for governance forums and build collaborative relationships across Investments to promote strong risk management and compliance outcomes.

Key Accountabilities

Manage the implementation, maintenance and monitoring of pre-trade compliance limits, restrictions and guidelines across internal and external investment portfolios.

Identify, investigate and rectify mandate compliance breaches and respond to pre- and post-trade alerts.

Implement and maintain a robust portfolio and order management system environment and ensure timely response to pre and post trade alerts

Support investment risk assessments, trade forensic activities and the identification and management of compliance and regulatory risks.

Assist with administration and management personal securities trading and information barriers programs.

Ensure that compliance and regulatory risks are identified, understood, prioritised and managed across Investments

What will you bring?

A tertiary qualification in finance, investment, economics or a related discipline. CFA, FRM, PRM or equivalent postgraduate qualifications would be advantageous.

Investment compliance experience, ideally gained within superannuation, investment banking, broking, investment management or a custodian environment.

Sound investment, financial markets and product knowledge, particularly across investment risk and compliance, with an understanding of relevant superannuation and

📌 Analyst, Investment Compliance (Melbourne)
🏢 Cbus Super
📍 Melbourne

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