As part of the AML Transaction Monitoring Program, investigate & review all AML & sanctions related cases (e.g. PEPs, SIPs, Transaction Monitoring and Suspicious Matter Reporting, Enhanced Due Diligence, etc.) within the required timeframes

From time to time, review & provide Compliance sign-off on advertising & marketing material, business proposals, policies & procedures, and other related documents

Participate in Compliance monitoring programs to ensure compliance with legislative & regulatory requirements, as well as with internal American Express policies & procedures

Conduct ongoing Compliance training

Management & resolution of compliance gaps

Maintain a high level of confidentiality and handle highly sensitive information

Co-ordinate, compile & maintain Compliance reports, compliance risk assessments, inventories of obligations and records of Compliance activities

Develop & maintain a working knowledge of relevant laws & regulations affecting the Australian & NZ markets

RESPONSIBILITIES

- As part of the AML Transaction Monitoring Program, investigate & review all AML & sanctions related cases (e.g. PEPs, SIPs, Transaction Monitoring and Suspicious Matter Reporting, Enhanced Due Diligence, etc.) within the required timeframes

- From time to time, review & provide Compliance sign-off on advertising & marketing material, business proposals, policies & procedures, and other related documents





- Participate in Compliance monitoring programs to ensure compliance with legislative & regulatory requirements, as well as with internal American Express policies & procedures

- Conduct ongoing Compliance training

- Management & resolution of compliance gaps

- Maintain a high level of confidentiality and handle highly sensitive information

- Co-ordinate, compile & maintain Compliance reports, compliance risk assessments, inventories of obligations and records of Compliance activities

- Develop & maintain a working knowledge of relevant laws & regulations affecting the Australian & NZ markets

QUALIFICATIONS

- Experience within Compliance or related functions preferred– e.g. legal, internal audit, risk management

- Knowledge of financial services/products and related compliance requirements, in particular Anti Money Laundering obligations

- Knowledge of legislative & regulatory requirements in Australia & Recent Zealand preferred, including knowledge of Consumer Credit laws, Competition and Consumer law and Privacy law

- Aptitude for analysis, investigation & problem solving, including devising commercially-oriented compliance solutions

- Excellent verbal & written communication skills

- Ability to partner with business units & influence key stakeholders

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📌 Compliance Analyst (Sydney)
🏢 American Express
📍 Sydney