14 Oct
|
Banking And Finance
|
Sydney
14 Oct
Banking And Finance
Sydney
Job Description
September 29, 2026Banking & FinanceSydney
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- Lening sector
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This leading residential, Commercial Mortgages and Asset Finance non bank lender organisation has risen above competitors in a competitive market the last few years implementing many key changes to make it the market leader in its sector. Reporting to the Head of Compliance you will be part of a dynamic team of like minded professionals. This role has plenty of scope to grow your compliance and legally focused career within the lucrative residential Mortgages and Asset Finance markets
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This role will be to use your compliance background to conduct, train and manage compliance within the company
n Responsibilities include:
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- Manage the groups compliance management framework. Line 2 focus
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- Perform activities including training and managing the groups ACL and AFSL licenses
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- Assessing incidents and breaches and reporting when required
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- Manage regulatory engagements with regulators including ASIC and authorities
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- Manage regulatory chance and ensure compliance with all obligations
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- Preparing and presenting reports on compliance related matters to management
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Key to this role will be your ability to work in an operational and compliance environment, working closely with key stakeholders and be a self starter. This is an chance to use your compliance background preferably from within the residential Mortgages, Mortgage Broking or asset Finance sectors
n The successful candidate will have a strong understanding of consumer credit laws. You will also have excellent written and communication skills, be able to work under your own initiative and are results driven.
n Need a knowledge base in NCCP or similar.
n A legal background would be highly desirable but not essential
n Will look at overseas backgrounds also that are suitable with Australian permanent residency
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📌 Senior Compliance Manager (Sydney)
🏢 Banking And Finance
📍 Sydney