10 Oct
|
eToro Group
|
Sydney
10 Oct
eToro Group
Sydney
About eToro
eToro is the world's leading social trading network, providing millions of users across the globe with a one-stop solution for their trading and investing needs. Since 2007, eToro has positioned itself as a fintech leader, pioneering social trading and machine-learning-powered investment products. In Australia, eToro operates several regulated entities, including eToro AUS Capital Limited and eToro Asset Management Limited, which hold Australian Financial Services Licences (AFSLs) under ASIC oversight. The Australian business also includes Spaceship Super, a digitally driven superannuation offering designed to make retirement investing easy and accessible for members, with member assets held under an external trustee arrangement.
About the Role
The Risk and Compliance Manager reports to the Head of Risk and Compliance (HRC) and is responsible for assisting across risk and compliance matters across eToro’s Australian entities, including AFSL obligations and, where relevant, the Spaceship Super offering. The team covers product disclosure, marketing compliance, complaints handling, risk and control reviews, staff training, and special projects including new product development, data analysis, auditing, and remediation plan development for control failures.
This is a hands-on advisory role suited to a risk and compliance professional with deep financial services regulatory knowledge, strong stakeholder communication skills, and the appetite to work in a fast-moving, innovation-driven environment.
Key Responsibilities
- Strategy:
Determine, agree, and execute elements of the compliance strategy for eToro Australia in conjunction with the HRC
- Regulatory Engagement: Support the HRC in managing regulatory relationships with ASIC, APRA (where applicable), AUSTRAC, the Privacy Commissioner, and the ATO
- AFCA: Develop and maintain the AFCA relationship, acting as eToro's primary representative on all AFCA-related matters
- Framework: Enhance and improve the risk and compliance management framework by partnering with the Executive Team to achieve operational compliance
- Oversight: Provide second-line oversight, challenge, and reporting on the adequacy of the compliance framework, obligations register, and compliance plans, including for Boards and Committees
- Compliance Plan: Assist with compliance plan monitoring activities and associated follow-up reviews across the Australian entities
- Risk: Support risk identification, monitoring, incident management, and control reviews across the Australian entities, in line with the group risk management framework
- Trustee Engagement: Support the relationship with Spaceship Super’s external trustee to enable effective governance and regulatory oversight of the superannuation offering
- Training: Develop and conduct targeted risk and compliance training programs across the Australian business
- Projects: Support special projects including new product launches, data analysis, compliance audits, and remediation planning
#J-18808-Ljbffr
📌 Risk and Compliance Manager (12 Month Fixed Term Contract) (Sydney)
🏢 eToro Group
📍 Sydney