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Join a sophisticated global investment manager with strong growth opportunities
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Broad exposure across regulatory and investment compliance, risk and controls
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Ideal for a smart, ambitious compliance or fund operations candidates
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A great opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.
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You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.
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This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.
The opportunity n
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Support pre-trade and post-trade investment compliance monitoring
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Investigate exceptions, breaches and incidents
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Assist with regulatory, governance and client reporting
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Monitor investment restrictions, ownership thresholds and disclosure requirements
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Review marketing material and support broader compliance activities
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Work with stakeholders across the business and global teams
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Candidate background nn
Circa 18 months to 4 years’ experience across compliance, risk, fund operations or audit
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Big 4 audit or assurance candidates looking to transition into industry in a compliance role would also work
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Analytical, detail focused, commercially minded and keen to learn
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Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist
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Relevant degree in commerce, law, finance, economics, business or related field
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You will get exposure across both local and global compliance matters, while building your experience in a role with real variety and growth opportunities.
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You will be joining a high performing, experienced team in a qualified, cooperative and collegiate workplace where people are trusted to think, contribute and take on more ownership.
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📌 Compliance Analyst Funds Management Sydney
🏢 PX Resources
📍 Sydney
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