Job Description

Compliance Officer - Financial Markets - Max Term Contract n

Join a growing financial services business operating across online trading, global financial markets and digital assets.

n

This is a broad Compliance role working closely with the CCO across trade surveillance, AML/CTF, compliance monitoring, incidents & breaches and regulatory projects.

The Role n

n
Conduct trade monitoring and surveillance across AU and international markets and digital assets
n
Work closely with the Trading Desk on surveillance matters
n
Undertake AML/CTF transaction monitoring and compliance testing
n
Manage compliance incidents, breaches and registers
n
Assist with complaints and regulatory matters
n
Work closely with Trading, Product, Client Services and global Compliance teams
n

About You nn




2+ years' Compliance experience within a financial services / trading workplace
n
Trade surveillance experience highly preferred
n
Experience across AML/CTF transaction monitoring
n
Exposure to digital assets or a solid interest in the space
n
Surveillance systems experience (e.g. NASDAQ SMARTS) advantageous
n
Robust analytical, communication and stakeholder management skills
n

The Opportunity n

A rare opportunity to join a growing fintech where you'll gain genuine breadth across financial markets Compliance, work closely with senior stakeholders and develop your experience across trading, surveillance, AML and regulatory compliance.

n
J-18808-Ljbffr

📌 Compliance Officer Sydney (Australia)
🏢 JS Careers Pty
📍 Australia