Job Description

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Our client is seeking an experienced compliance professional to join a high-performing governance and compliance function within a complex, highly regulated environment. This role offers the opportunity to contribute to enterprise-wide compliance programs, provide trusted regulatory advice and support the ongoing enhancement of compliance frameworks across the business.

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Working closely with senior stakeholders, you will play a key role in ensuring regulatory obligations are effectively managed through risk-based monitoring, assurance activities, compliance reviews and continuous improvement initiatives.

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nKey Responsibilities n
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- Deliver risk-based compliance monitoring, thematic reviews and assurance activities to assess adherence to legislative and regulatory obligations.
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- Conduct compliance investigations, control testing and desktop reviews, identifying areas of risk and opportunities for improvement.
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- Provide timely and practical compliance advice to business stakeholders, supporting effective decision-making and regulatory outcomes.
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- Assist in the development, implementation and enhancement of compliance frameworks, policies, standards and procedures.
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- Monitor legislative and regulatory developments, assessing potential impacts and supporting the implementation of required changes.
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- Prepare reports,



findings and recommendations for management and governance committees.
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- Track and report on compliance incidents, breaches, remediation activities and action plans.
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- Support audit and regulatory engagement activities, ensuring information requests and reviews are managed effectively.
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- Work collaboratively across the business to promote a strong culture of compliance, accountability and risk awareness.
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nIdeal Background n
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- Demonstrated experience within compliance, regulatory risk, audit or assurance functions.
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- Solid knowledge of regulatory frameworks and compliance obligations within a complex operating environment.
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- Experience conducting compliance reviews, investigations, control assessments and monitoring activities.
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- Ability to interpret legislation and regulatory requirements, translating them into practical business solutions.
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- Strong stakeholder engagement skills with the confidence to challenge, influence and advise at multiple levels.
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- Excellent written communication skills with experience preparing compliance reports and recommendations.
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- Highly organised, analytical and detail-oriented, with a proactive approach to problem-solving and continuous improvement.
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📌 Senior Compliance Officer (Sydney)
🏢 Ethos BeathChapman
📍 Sydney