Job Description

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Australian Securities Exchange – Sydney NSW

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ASX: Powering Australia's financial markets

Why join the ASX? n

When you join ASX, you're joining a company with a strong purpose - to power a stronger economic future by enabling a fair and dynamic marketplace for all.

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In your new role, you'll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub.

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We are more than a securities exchange!

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The ASX team brings together talented people from a diverse range of disciplines.

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We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance.

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We're proud to foster a workplace where diversity is celebrated and inclusion is part of our everyday culture. Our employee-led networks champion LGBTIQ+ inclusion, promote gender equality, accessibility and wellbeing, inspire giving and volunteering, and celebrate cultural and religious events, creating a sense of belonging for all. As an AWEI Bronze employer and member of the Champions of Change Coalition for gender equality, we're committed to a fair and inclusive workplace where everyone can thrive.

Your Team n

This is an exciting opportunity for a talented risk and compliance manager to substantively contribute to the Risk & Compliance Frameworks team within ASX's Enterprise Risk & Compliance Function.



The Enterprise Risk & Compliance function at ASX is comprised of a close nit team who work collaboratively to drive significant change and deliver a high performing risk and compliance culture. This role will support the Head of Risk & Compliance Advisory in delivering key risk and compliance objectives to help ASX achieve a robust risk and compliance management framework and meet other regulatory objectives.

Your responsibilities n

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- Proactive assistance and advice across Line 1 businesses in meeting compliance obligations, including analysis of existing and new obligations and assist Line 1 with development and enhancement of their compliance framework, policies, procedures, owners and controls
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- Undertaking compliance impact assessments in accordance with ASX's incident and breach management process
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- Contributing to the development, delivery and embedment of ASX's risk and compliance management framework
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- Proactive engagement with regulatory authorities, in line with ASX's Regulatory Engagement Policy, and provide support to Line 1 on regulator assessment programs
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- Contribute to reports for ASX governance bodies and regulatory authorities
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- Develop training modules and provide training to Line 1
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Your experience and qualifications Must have nn
- Substantial experience in a Compliance, Risk or Audit role,



ideally in financial markets or the financial services sector
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- Contributed to the implementation and maintenance of compliance frameworks
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- Performed breach assessments
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- Proven ability to work with executive management to develop and implement integrated strategic and operational plans
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- Strong verbal and written communication skills
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- Ability to prioritise work effectively and manage multiple priorities
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- Effective negotiation skills and ability to challenge
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Nice to have nn
- Tertiary qualifications in business, commerce, legal or a related discipline
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- Experience in dealing with domestic and international regulators at a senior level, achieving outcomes beneficial to the organisation and to its reputation for integrity
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- Experience using Governance Risk and Compliance tools Experience in a data/analytics driven environment
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- Experience in financial markets
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- Background knowledge/awareness of financial services or financial regulation related obligations (ideally in relation to financial market infrastructure)
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We will arrange for successful candidates to have background checks, including reference and police checks, completed as part of the on-boarding process.

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To be considered for this position, candidates must be legally authorised to work in Australia on a permanent basis without any restrictions.

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- We support flexible working and offer hybrid working options.
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- Even if our roles are advertised as full-time, we encourage you to apply if you are interested in part-time or other versatile working arrangements.
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📌 Manager - Enterprise Risk & Compliance (Line 2) (Sydney)
🏢 Australian Securities Exchange
📍 Sydney