Job Description

Location: North Sydney + Hybrid
n Contract Duration: September – November 2025
n Type: 2 month contract. FT or 4 days p/w

About the Opportunity n

This is an exciting opportunity for recent law graduates or final year law students who are interested in developing a career in compliance within the financial services industry. The successful candidate will join the Compliance and Risk Division of a major player in the financial services / insurance sector, contributing to incident assessment and compliance monitoring activities that support effective risk management.

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This 4 or 5 day per week position is offered as a two-month contract role, ideal for candidates seeking practical, hands-on experience in compliance and regulatory affairs. While prior experience in compliance or financial services is advantageous, it is not essential - law students or graduates with solid analytical, communication, and research skills are strongly encouraged to apply.

Key Responsibilities n

Under the guidance of a senior compliance lead, the successful candidate will assist with the following responsibilities:

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- Supporting the business in identifying, managing, and documenting compliance incidents.
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- Gathering and reviewing relevant investigation materials to support breach assessments.
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- Coordinating with stakeholders to collate and validate supporting documentation.
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- Recording incidents and outcomes in relevant compliance systems and registers.
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- Reviewing materials for alignment with applicable codes and regulatory obligations.
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- Drafting preliminary assessments and summaries for internal and external reporting.
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- Assisting with preparation of submissions to regulatory bodies as required.
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Preferred Knowledge and Experience (Not Essential) nn
- An interest in or working knowledge of regulatory frameworks such as:
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- Corporations Act & Regulations
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- ASIC Act and Regulatory Guides
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- Insurance Contracts Act
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- General Insurance Code of Practice
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- APRA Prudential Standards
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- Familiarity with risk and compliance frameworks is beneficial.
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- Previous experience in compliance, legal, financial services, or insurance sectors is helpful but not mandatory.
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Essential Skills nn
- Excellent verbal and written communication.
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- Sound legal research and analytical abilities.
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- Ability to interpret legislation and regulatory guidance, or seek clarification where needed.
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- Critical thinking and the ability to identify risks and assess supporting information.
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- Ability to build and maintain effective working relationships across departments.
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- Proficiency in Microsoft Office applications.
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- High attention to detail and a methodical approach to work.
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📌 Junior Compliance Analyst (Contract Role) - 4 or 5 days p/w - North Sydney/ Hybrid - Suit Law Studen
🏢 Yegal
📍 Sydney