06 Oct
|
JS Careers Pty
|
Sydney
06 Oct
JS Careers Pty
Sydney
Job Description
We're partnering with a leading trading firm to find a Compliance Analyst to join their Asia-Pacific Compliance function.
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This role sits at the intersection of Compliance, Trading, and Technology - supporting the regulatory management of trading activities across multiple jurisdictions, with a strong APAC focus.
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What you'll be doing:
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- Supporting day-to-day compliance operations, monitoring, and surveillance functions across a broad compliance program
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- Helping drive a robust compliance culture and regulatory awareness across the business
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- Tracking regulatory developments across applicable laws and rules to flag emerging compliance requirements
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- Liaising with brokers and exchanges on trader registration, reviews, and record-keeping
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- Developing and maintaining compliance policies, procedures, and training materials
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- Conducting periodic compliance reviews and reporting outcomes to management
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- Contributing to AML program tasks including management of onboarding
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- Collaborating with regional compliance teams on cross-border issues and projects
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What you'll bring:
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- 2+ years' experience in financial markets compliance/AML - trading firm, broker, regulator, bank, consulting (banking & capital markets) or market exchange background all considered
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- A degree in Finance, Commerce, Business, Law, or related discipline
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- Strong attention to detail, with solid analytical and problem-solving ability
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- Excellent interpersonal, organisational, and time-management skills
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- Comfortable working both independently and as part of a team
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- Ability to communicate complex ideas clearly to a range of audiences
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- A proactive mindset, with a willingness to take ownership
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📌 Compliance Analyst Financial Markets (Sydney)
🏢 JS Careers Pty
📍 Sydney