We are a leading trading platform that is ambitiously expanding to the four corners of the globe.
Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience.
We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.
Driving Capital.com's regulated expansion in Australia, you will embed practical, risk-based controls that keep our quick-moving business fully aligned with AFSL, ASIC and AML/CTF expectations.
Acting as the operational bridge between front-line teams and regulators, you will ensure that compliance is not a hurdle but a competitive advantage for our OTC-derivatives offering.
Key responsibilities
Serve as a point of contact for policy, procedure and technical queries from operational teams
Review KYC/AML checks and verify wholesale-client categorisations to guarantee compliant client onboarding
Maintain and continuously improve the Compliance Manual, policies and procedures in line with evolving ASIC and AUSTRAC requirements
Assist the Head of Compliance with preparing and responding to ASIC, AUSTRAC and external-audit requests, ensuring timely and accurate submissions
Assist with internal audits, control testing and risk assessments, highlighting gaps and driving remediation
Maintain and monitor registers for breaches, complaints, conflicts and incidents, escalating themes to leadership
Compile clear, data-driven reports for the Compliance Committee,



TMD Committee and Capital.com Board
About you
2-4 years in compliance or regulatory roles within OTC derivatives, CFDs, FX or broader financial markets, ideally under an AFSL framework
Deep working knowledge of ASIC Regulatory Guides, the AML/CTF Act and derivative-reporting obligations, with the ability to interpret and apply them pragmatically
Hands-on familiarity with client-onboarding workflows, trading systems and compliance-monitoring tools; proven experience drafting policies, testing controls and producing board-level reports
Detail-oriented and resilient under pressure, able to investigate issues and translate data into actionable improvements without losing pace
Confident communicator who can influence internal teams and engage regulators or auditors in a high-pressure trading environment
Bachelor's degree (finance, law or related) or near completion; additional compliance or AML certifications welcomed
Proactively identifies enhancements, champions high-quality outcomes and aligns with Capital.com's culture of innovation
Work-life harmony and genuine care for employee wellbeing
Benefits and Perks
Generous annual leave policy
Employee referral program
Comprehensive health perks including medical insurance plan and location-specific benefits
30 extra days to work remotely from anywhere in the world
Two additional paid volunteer days each year
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📌 Compliance Officer Specialist (Brisbane)
🏢 Capital Com Australia Services
📍 Brisbane