Join a sophisticated global investment manager with solid growth opportunities
Broad exposure across regulatory and investment compliance, risk and controls
Ideal for a smart, ambitious compliance or fund operations candidates

A outstanding opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.

You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.

This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.

The prospect
Support pre-trade and post-trade investment compliance monitoring
Investigate exceptions, breaches and incidents
Assist with regulatory, governance and client reporting
Monitor investment restrictions, ownership thresholds and disclosure requirements
Review marketing material and support broader compliance activities




Work with stakeholders across the business and global teams

Candidate background
Circa 18 months to 4 years’ experience across compliance, risk, fund operations or audit
Big 4 audit or assurance candidates looking to transition into industry in a compliance role would also work
Analytical, detail focused, commercially minded and keen to learn
Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist
Relevant degree in commerce, law, finance, economics, business or related field

You will get exposure across both local and global compliance matters, while building your experience in a role with real variety and growth opportunities.

You will be joining a high performing, experienced team in a professional, collaborative and collegiate environment where people are trusted to think, contribute and take on more ownership.
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📌 Compliance Analyst – Funds Management Sydney
🏢 PX Resources
📍 Sydney