02 Oct
|
JS Careers Pty
|
Sydney
02 Oct
JS Careers Pty
Sydney
We're partnering with a leading trading firm to find a Compliance Analyst to join their Asia-Pacific Compliance function.
This role sits at the intersection of Compliance, Trading, and Technology - supporting the regulatory management of trading activities across multiple jurisdictions, with a solid APAC focus.
What you'll be doing:
- Supporting day-to-day compliance operations, monitoring, and surveillance functions across a broad compliance program
- Helping drive a strong compliance culture and regulatory awareness across the business
- Tracking regulatory developments across applicable laws and rules to flag emerging compliance requirements
- Liaising with brokers and exchanges on trader registration, reviews, and record-keeping
- Developing and maintaining compliance policies, procedures, and training materials
- Conducting periodic compliance reviews and reporting outcomes to management
- Contributing to AML program tasks including management of onboarding
- Collaborating with regional compliance teams on cross-border issues and projects
What you'll bring:
- 2+ years' experience in financial markets compliance/AML - trading firm, broker, regulator, bank, consulting (banking & capital markets) or market exchange background all considered
- A degree in Finance, Commerce, Business, Law, or related discipline
- Strong attention to detail, with solid analytical and problem-solving ability
- Excellent interpersonal, organisational, and time-management skills
- Comfortable working both independently and as part of a team
- Ability to communicate complex ideas clearly to a range of audiences
- A proactive mindset, with a willingness to take ownership
#J-18808-Ljbffr
📌 Compliance Analyst Financial Markets (Sydney)
🏢 JS Careers Pty
📍 Sydney