Sydney Full time Consulting / Legal / Education / Research
Responsibilities
- Collaborate with business units to understand their products, services, and regulatory obligations
- Assist in maintaining and improving compliance policies, procedures, and controls to manage regulatory risks
- Conduct ongoing compliance monitoring reviews and risk assessments
- Take ownership of delivering regulatory training across the business
- Support the complaints handling process, especially with escalated cases
- Review marketing materials, client communications, and website content to ensure regulatory compliance
- Help maintain records, registers, and reports for the Compliance department




- Work closely with internal teams and external regulators to promote a positive compliance culture
Qualifications
- A Bachelor's Degree in Law, Business Law, Commerce, Finance, or a related field
- A keen interest in financial markets and regulations
- Exposure to ASIC, AUSTRAC, AFCA, and the Corporations Act is preferred but not essential
- Fluency in Mandarin is required
- Strong communication skills and a growth mindset
- Recent graduates with distinction or honors will also be considered
- RG146-compliant candidates are preferred
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📌 Compliance Analyst (Financial Markets) Sydney Consulting / Legal / Education / Research
🏢 Feishu
📍 Sydney