Compliance Officer - Financial Markets -
Max Term Contract
Join a growing financial services business operating across online trading, global financial markets and digital assets.
This is a broad Compliance role working closely with the CCO across trade surveillance, AML/CTF, compliance monitoring, incidents & breaches and regulatory projects.
The Role
Conduct trade monitoring and surveillance across AU and international markets and digital assets
Work closely with the Trading Desk on surveillance matters
Undertake AML/CTF transaction monitoring and compliance testing
Manage compliance incidents, breaches and registers
Assist with complaints and regulatory matters
Work closely with Trading, Product, Client Services and global Compliance teams
About You




2+ years' Compliance experience within a financial services / trading environment
Trade surveillance experience highly preferred
Experience across AML/CTF transaction monitoring
Exposure to digital assets or a strong interest in the space
Surveillance systems experience (e.g. NASDAQ SMARTS) advantageous
Strong analytical, communication and stakeholder management skills
The Prospect
A rare opportunity to join a growing fintech where you'll gain genuine breadth across financial markets Compliance, work closely with senior stakeholders and develop your experience across trading, surveillance, AML and regulatory compliance.
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📌 Compliance Officer (New South Wales)
🏢 JS Careers Pty
📍 New South Wales