Compliance Officer - Financial Markets - Max Term Contract

Join a growing financial services business operating across online trading, global financial markets and digital assets.

This is a broad Compliance role working closely with the CCO across trade surveillance, AML/CTF, compliance monitoring, incidents & breaches and regulatory projects.

The Role

- Conduct trade monitoring and surveillance across AU and international markets and digital assets
- Work closely with the Trading Desk on surveillance matters
- Undertake AML/CTF transaction monitoring and compliance testing
- Manage compliance incidents, breaches and registers
- Assist with complaints and regulatory matters
- Work closely with Trading, Product, Client Services and global Compliance teams

About You





- 2+ years' Compliance experience within a financial services / trading environment
- Trade surveillance experience highly preferred
- Experience across AML/CTF transaction monitoring
- Exposure to digital assets or a robust interest in the space
- Surveillance systems experience (e.g. NASDAQ SMARTS) advantageous
- Strong analytical, communication and stakeholder management skills

The Opportunity

A rare opportunity to join a growing fintech where you'll gain genuine breadth across financial markets Compliance, work closely with senior stakeholders and develop your experience across trading, surveillance, AML and regulatory compliance.

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📌 Compliance Officer (New South Wales)
🏢 JS Careers Pty
📍 New South Wales