Compliance Officer - Financial Markets - 15-Month Contract

Join a growing financial services business operating across online trading, global financial markets and digital assets. This is a broad Compliance role working closely with the CCO across trade surveillance, AML/CTF, compliance monitoring, incidents & breaches and regulatory projects.

The Role

- Conduct trade monitoring and surveillance across AU and international markets and digital assets
- Work closely with the Trading Desk on surveillance matters
- Undertake AML/CTF transaction monitoring and compliance testing
- Manage compliance incidents, breaches and registers
- Assist with complaints and regulatory matters
- Work closely with Trading, Product, Client Services and global Compliance teams

About You

- 2+ years' Compliance experience within a financial services / trading setting




- Trade surveillance experience highly preferred
- Experience across AML/CTF transaction monitoring
- Exposure to digital assets or a strong interest in the space
- Surveillance systems experience (e.g. NASDAQ SMARTS) advantageous
- Strong analytical, communication and stakeholder management skills

The Opportunity

A rare opportunity to join a growing fintech where you'll gain genuine breadth across financial markets Compliance, work closely with senior stakeholders and develop your experience across trading, surveillance, AML and regulatory compliance. Apply now or reach out directly to Stephanie O'Connell, [email protected].

📌 Compliance Officer (Sydney)
🏢 JS Careers
📍 Sydney