Jainam Broking Limited

- 11 hours ago

Location

Head Office

Department

RMS - Retail - JBL

Employment Type

Permanent

Applications Received

1

Closes On

7 Nov, 2026

Job Summary The Senior Executive - RMS (Retail) will be responsible for monitoring and managing retail client risk exposure across cash, derivatives, currency, and commodity segments. The role involves real-time surveillance of trading activities, margin management, MTM monitoring, square-off activities, risk control implementation, and ensuring compliance with exchange and regulatory guidelines.

The incumbent will work closely with dealers, sales teams, operations, and compliance departments to minimize financial and operational risks.

Key Responsibilities

Risk Monitoring & Control

- Monitor client trading activities across Equity, F&O;, Currency, and Commodity segments.
- Track real-time margin utilization, M2M losses, exposure limits, and client positions.
- Identify high-risk accounts and initiate risk mitigation actions.
- Monitor concentration risk, leveraged positions, and exposure breaches.
- Execute client position square-offs as per risk management policies.

Margin & Exposure Management
- Ensure adequate margins are available before allowing client exposure.
- Monitor margin shortfalls and coordinate with clients/sales teams for fund collection.
- Review peak margin compliance and exchange margin requirements.
- Generate margin calls and maintain records of communication with clients.

Surveillance & Compliance
- Ensure adherence to internal RMS policies and regulatory guidelines.
- Monitor unusual trading patterns and escalate suspicious activities.
- Support audits, inspections, and regulatory reporting requirements.
- Maintain documentation related to risk exceptions and approvals.

Reporting & Analysis
- Prepare daily RMS reports, exposure reports,



margin shortage reports, and risk dashboards.
- Analyze risk trends and provide recommendations to management.
- Maintain records of client-level and branch-level risk exceptions.
- Assist in MIS preparation and periodic risk reviews.

Stakeholder Coordination
- Coordinate with Dealers, Branch Teams, Sales Teams, Operations, Finance, and Compliance.
- Resolve trading and margin-related queries from internal stakeholders.
- Support branches during market volatility and critical risk situations.

Desired Candidate Profile

Educational Qualifications

- Graduate in Commerce, Finance, Economics, or related field.
- NISM Series VIII (Equity Derivatives) certification preferred.
- Additional certifications in Capital Markets, Risk Management, or Financial Markets will be an added advantage.

Experience

- 3 to 6 years of experience in RMS/Risk Management within a Stock Broking Firm.
- Hands-on experience in handling retail RMS operations.
- Knowledge of Equity, Derivatives, Currency, and Commodity markets.

Technical Skills
- Strong understanding of exposure management and margin frameworks.
- Knowledge of NSE, BSE, MCX, and SEBI regulations.
- Experience with RMS platforms, OMS, and Back Office systems.
- Proficiency in Excel and MIS reporting.

Behavioral Competencies
- Solid analytical and decision-making skills.
- High attention to detail and accuracy.
- Ability to work under pressure during market hours.
- Good communication and stakeholder management skills.
- Problem-solving mindset with risk-focused approach.

Key Performance Indicators (KPIs)
- Reduction in margin shortfall cases.
- Timely identification and resolution of risk exposures.
- Effectiveness of client position monitoring and square-offs.
- Compliance with internal and regulatory risk policies.
- Accuracy and timeliness of RMS reporting.
- Minimization of debit balances and market-related losses.

📌 Senior Executive - RMS (The Head)
🏢 Jainam Share Consultants
📍 The Head