23 Sep
|
Rabobank
|
New South Wales
23 Sep
Rabobank
New South Wales
Job Description
Manager, Compliance Incident Management (AU)
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Make a Difference in Compliance Risk Management
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At Rabobank, we're passionate about creating long-term value for our clients, communities, and the food and agribusiness sectors we proudly support. As part of our Risk & Compliance team, you'll play a critical role in strengthening our compliance risk management capability and helping the business navigate an increasingly complex regulatory environment.
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We're seeking an experienced Manager, Compliance Incident Management to lead and coordinate compliance incident management and breach reporting activities across Rabobank Australia. This is a highly visible role that will partner with senior stakeholders across the business, providing expert advice, challenge, and oversight to ensure compliance risks are effectively managed and regulatory obligations are met.
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About the Role
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Reporting into Compliance, you will be the subject matter expert for compliance incident management and breach reporting, driving a consistent and robust approach across the organisation.
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You will work closely with business leaders, risk teams, and regulators to support effective incident assessment, reporting, remediation, and continuous improvement.
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Key Responsibilities
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Own and coordinate the end-to-end management of compliance incidents and breach reporting across Rabobank Australia.
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Assess incidents for regulatory reportability and ensure compliance with breach reporting obligations and timeframes.
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Manage compliance breach processes, including preparation and submission of notifications to regulators where required.
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Provide independent Line 2 review and challenge of incident assessments, root cause analyses, and remediation plans.
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Monitor incident and action management activities to ensure timely completion and effective resolution.
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Conduct thematic analysis to identify trends, systemic issues, and control weaknesses, providing actionable insights to stakeholders.
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Act as a trusted Compliance SME, providing advice on incidents, investigations, escalations, and business initiatives.
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Partner with business stakeholders to enhance the quality, consistency, and effectiveness of incident management practices.
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Ensure incident and breach management activities remain aligned to the Compliance Management Framework and internal policies.
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Contribute to management, board, committee, and regulatory reporting.
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Support audit responses and remediation activities with compliance implications.
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Deliver guidance, training, and knowledge sharing to uplift incident management capability across the organisation.
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About You
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You are an experienced compliance professional with a strong understanding of regulatory obligations, incident management frameworks, and breach reporting requirements within financial services. You are comfortable working in a quick-paced environment, influencing senior stakeholders, and providing practical, risk-based advice.
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What You'll Bring
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Experience
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Minimum 6 years' experience in Banking, Compliance, or Risk Management within the financial services sector.
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Strong experience managing compliance incidents, regulatory breaches, and associated reporting obligations.
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Demonstrated expertise in risk and control frameworks.
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Experience conducting reviews, investigations, root cause analysis, and remediation oversight.
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Proven ability to design and deliver technical training to diverse stakeholder groups.
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Strong stakeholder management and influencing capability across all organisational levels.
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Qualifications
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Essential
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Degree in Commerce, Economics, Business, Law, or a related discipline, or equivalent industry experience.
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Desirable
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Relevant professional qualification or industry membership.
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Technical Knowledge
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Strong understanding of compliance frameworks and practices within banking and financial services.
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Sound knowledge of the Australian regulatory environment and regulatory reporting requirements.
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Ability to interpret complex regulatory obligations and translate them into practical business solutions.
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Knowledge of risk management principles, governance practices, and compliance monitoring activities.
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Familiarity with Agile methodologies and Microsoft Office applications.
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Why Rabobank?
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At Rabobank, our culture is built on collaboration, integrity, and continuous learning. We empower our people to challenge constructively, build trusted relationships, and make a meaningful impact.
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Our values guide everything we do:
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We are always client-focused and decisive.
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We work with courage and conviction.
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We are professional and considerate.
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We bring out the best in each other and are committed to continuous learning.
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📌 Manager, Compliance Incident Management (Au) (New South Wales)
🏢 Rabobank
📍 New South Wales