We are seeking an experienced Compliance Manager– Global to join our Global Banking & Markets Private Compliance team. This role is integral to supporting bankers with compliance, regulatory, and reputational matters while collaborating with global counterparts and cross-functional teams including Legal, Audit, Finance, and Technology.
Key Responsibilities
- Providing advice and compliance oversight to GBM Private personnel on transactions, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issues.
- Assisting in responding to regulatory inquiries and investigations.
- Developing and implementing policies, procedures and best practice standards for GBM Private.
- Creating and implementing new controls and surveillances to mitigate risks to the firm by analyzing the transactional processes used in GBM Private,
as well as the activities and actions of individual bankers.
- Assisting other compliance teams in monitoring GBM Private activities to help ensure adherence to applicable laws, regulations and firm policies and procedures, including developing and executing surveillance and other forensic compliance programs.
- Creating and implementing live and online compliance training programs to educate business professionals on applicable compliance requirements, legal issues and regulatory changes.
Required Skills & Experience
- Bachelor’s degree; JD preferred.
- 8 years’ experience in compliance, law, or finance (investment banking focus preferred).
- Strong project management skills with ability to work under pressure.
- Detail-oriented, analytical, and proactive team player.
- Excellent communication, interpersonal, and problem-solving skills.
- Ability to adapt quickly in a dynamic regulatory setting.
📌 Compliance Manager– Global (Perth)
🏢 eTeam
📍 Perth
Reply to this offer
Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.