Manager, Compliance Incident Management (AU) (Sydney)

Manager, Compliance Incident Management (AU) (Sydney)

24 Sep
|
Rabobank Australia
|
Sydney

24 Sep

Rabobank Australia

Sydney

Make a Difference in Compliance Risk Management At Rabobank, we're passionate about creating long-term value for our clients, communities, and the food and agribusiness sectors we proudly support. As part of our Risk & Compliance team, you'll play a critical role in strengthening our compliance risk management capability and helping the business navigate an increasingly complex regulatory environment. We're seeking an experienced

Manager, Compliance Incident Management

to lead and coordinate compliance incident management and breach reporting activities across Rabobank Australia. This is a highly visible role that will partner with senior stakeholders across the business, providing expert advice, challenge, and oversight to ensure compliance risks are effectively managed and regulatory obligations are met. About The Role

Reporting into Compliance, you will be the subject matter expert for compliance incident management and breach reporting, driving a consistent and robust approach across the organisation. You will work closely with business leaders, risk teams, and regulators to support effective incident assessment, reporting, remediation, and continuous improvement. Key Responsibilities

Own and coordinate the end-to-end management of compliance incidents and breach reporting across Rabobank Australia. Assess incidents for regulatory reportability and ensure compliance with breach reporting obligations and timeframes. Manage compliance breach processes, including preparation andsubmissionofnotificationstoregulatorswhererequired.



Provide independentLine2reviewandchallengeofincidentassessments,rootcauseanalyses,andremediationplans. Monitorincidentandactionmanagementactivitiestoensuretimelycompletionandeffectiveresolution. Conductthematicanalysistoidentifytrends,systemicissues,andcontrolweaknesses,providingactionableinsightstostakeholders. ActasatrustedComplianceSME,providingadviceonincidents,investigations,escalations,andbusinessinitiatives. Partnerwithbusinessstakeholderstoenhancethequality,consistency,andeffectivenessofincidentmanagementpractices. EnsureincidentandbreachmanagementactivitiesremainalignedtotheComplianceManagementFrameworkandinternalpolicies. Contributetomanagement,board,committee,andregulatoryreporting. Supportauditresponsesandremediationactivitieswithcomplianceimplications. Deliverguidance,training,andknowledgesharingtoupliftincidentmanagementcapabilityacrosstheorganisation. AboutYou

You are an experienced compliance qualified with a strong understanding ofregulatoryobligations,incidentmanagementframeworks,andbreachreportingrequirementswithinfinancialservices.Youarecomfortableworkinginafast-pacedenvironment,influencingseniorstakeholders,andprovidingpractical,riskbasedadvice. WhatYou'llBring

Experience





Minimum6years'experienceinBanking,Compliance,orRiskManagementwithinthefinancialservicessector. Strongexperiencemanagingcomplianceincidents,regulatorybreaches,andassociatedreportingobligations. Demonstratedexpertiseinriskandcontrolframeworks. Experienceconductingreviews,investigations,rootcauseanalysis,andremediationoversight. Provenabilitytodesignanddelivertechnicaltrainingtodiversestakeholdergroups. Strongstakeholdermanagementandinfluencingcapabilityacrossallorganisationallevels. Qualifications

Essential

DegreeinCommerce,Economics,Business,Law,orarelateddiscipline,orequivalentindustryexperience. Desirable

Relevantprofessionalqualificationorindustrymembership. Technical Knowledge

Strongunderstandingofcomplianceframeworksandpracticeswithinbankingandfinancialservices. SoundknowledgeoftheAustralianregulatoryenvironmentandregulatoryreportingrequirements. Abilitytointerpretcomplexregulatoryobligationsandtranslatethemintopracticalbusinesssolutions. Knowledgeofriskmanagementprinciples,governancepractices,andcompliancemonitoringactivities. FamiliaritywithAgilemethodologiesandMicrosoftOfficeapplications. Why Rabobank?

AtRabobank,ourcultureisbuiltoncollaboration,integrity,andcontinuouslearning.Weempowerourpeopletochallengeconstructively,buildtrustedrelationships,andmakeameaningfulimpact. Ourvaluesguideeverythingwedo:

Wearealwaysclient-focusedanddecisive. Weworkwithcourageandconviction. Weareprofessionalandconsiderate. Webringoutthebestineachotherandarecommittedtocontinuouslearning.

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📌 Manager, Compliance Incident Management (AU) (Sydney)
🏢 Rabobank Australia
📍 Sydney

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