22 Sep
|
Rabobank Australia
|
New South Wales
22 Sep
Rabobank Australia
New South Wales
Job Description
Make a Difference in Compliance Risk Management
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At Rabobank, we're passionate about creating long-term value for our clients, communities, and the food and agribusiness sectors we proudly support. As part of our Risk & Compliance team, you'll play a critical role in strengthening our compliance risk management capability and helping the business navigate an increasingly complex regulatory workplace.
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We're seeking an experienced Manager, Compliance Incident Management to lead and coordinate compliance incident management and breach reporting activities across Rabobank Australia. This is a highly visible role that will partner with senior stakeholders across the business, providing expert advice, challenge, and oversight to ensure compliance risks are effectively managed and regulatory obligations are met.
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About The Role
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Reporting into Compliance, you will be the subject matter expert for compliance incident management and breach reporting, driving a consistent and robust approach across the organisation.
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You will work closely with business leaders, risk teams, and regulators to support effective incident assessment, reporting, remediation, and continuous improvement.
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Key Responsibilities
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Own and coordinate the end-to-end management of compliance incidents and breach reporting across Rabobank Australia.
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Assess incidents for regulatory reportability and ensure compliance with breach reporting obligations and timeframes.
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Manage compliance breach processes, including preparation
andsubmissionofnotificationstoregulatorswhererequired.
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Provide
independentLine2reviewandchallengeofincidentassessments,rootcauseanalyses,andremediationplans.
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Monitorincidentandactionmanagementactivitiestoensuretimelycompletionandeffectiveresolution.
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Conductthematicanalysistoidentifytrends,systemicissues,andcontrolweaknesses,providingactionableinsightstostakeholders.
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ActasatrustedComplianceSME,providingadviceonincidents,investigations,escalations,andbusinessinitiatives.
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Partnerwithbusinessstakeholderstoenhancethequality,consistency,andeffectivenessofincidentmanagementpractices.
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EnsureincidentandbreachmanagementactivitiesremainalignedtotheComplianceManagementFrameworkandinternalpolicies.
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Contributetomanagement,board,committee,andregulatoryreporting.
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Supportauditresponsesandremediationactivitieswithcomplianceimplications.
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Deliverguidance,training,andknowledgesharingtoupliftincidentmanagementcapabilityacrosstheorganisation.
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AboutYou
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You are an experienced compliance professional with a strong understanding
ofregulatoryobligations,incidentmanagementframeworks,andbreachreportingrequirementswithinfinancialservices.
Youarecomfortableworkinginafast
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pacedenvironment,influencingseniorstakeholders,andprovidingpractical,riskbasedadvice.
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WhatYou'llBring
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Experience
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Minimum6years'
experienceinBanking,Compliance,orRiskManagementwithinthefinancialservicessector.
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Strongexperiencemanagingcomplianceincidents,regulatorybreaches,andassociatedreportingobligations.
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Demonstratedexpertiseinriskandcontrolframeworks.
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Experienceconductingreviews,investigations,rootcauseanalysis,andremediationoversight.
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Provenabilitytodesignanddelivertechnicaltrainingtodiversestakeholdergroups.
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Strongstakeholdermanagementandinfluencingcapabilityacrossallorganisationallevels.
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Qualifications
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Essential
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DegreeinCommerce,Economics,Business,Law,orarelateddiscipline,orequivalentindustryexperience.
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Desirable
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Relevantprofessionalqualificationorindustrymembership.
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Technical Knowledge
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Strongunderstandingofcomplianceframeworksandpracticeswithinbankingandfinancialservices.
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SoundknowledgeoftheAustralianregulatoryenvironmentandregulatoryreportingrequirements.
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Abilitytointerpretcomplexregulatoryobligationsandtranslatethemintopracticalbusinesssolutions.
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Knowledgeofriskmanagementprinciples,governancepractices,andcompliancemonitoringactivities.
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FamiliaritywithAgilemethodologiesandMicrosoftOfficeapplications.
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Why Rabobank?
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AtRabobank,ourcultureisbuiltoncollaboration,integrity,andcontinuouslearning.
Weempowerourpeopletochallengeconstructively,buildtrustedrelationships,andmakeameaningfulimpact.
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Ourvaluesguideeverythingwedo:
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Wearealwaysclient-
focusedanddecisive.
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Weworkwithcourageandconviction.
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Weareprofessionalandconsiderate.
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Webringoutthebestineachotherandarecommittedtocontinuouslearning.
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📌 Manager, Compliance Incident Management (Au) (New South Wales)
🏢 Rabobank Australia
📍 New South Wales