Job Description
A fantastic opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.
n
You'll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.
n This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.
n
The opportunity
n
n
Support pre-trade and post-trade investment compliance monitoring
n
Investigate exceptions, breaches and incidents
n
Assist with regulatory, governance and client reporting
n
Monitor investment restrictions, ownership thresholds and disclosure requirements
n
Review marketing material and support broader compliance activities
n
Work with stakeholders across the business and global teams
n
n
A fantastic opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.
n
You'll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.
n This is not a narrow, tick-box role. The team is looking for someone who is bright, curious,



proactive and comfortable taking ownership.
n
The opportunity
n
n
Support pre-trade and post-trade investment compliance monitoring
n
Investigate exceptions, breaches and incidents
n
Assist with regulatory, governance and client reporting
n
Monitor investment restrictions, ownership thresholds and disclosure requirements
n
Review marketing material and support broader compliance activities
n
Work with stakeholders across the business and global teams
n
n
Candidate background
n
n
Circa 18 months to 4 years' experience across compliance, risk, fund operations or audit
n
Big 4 audit or assurance candidates looking to transition into industry in a compliance role would also work
n
Analytical, detail focused, commercially minded and keen to learn
n
Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist
n
Relevant degree in commerce, law, finance, economics, business or related field
n
n
You will get exposure across both local and global compliance matters, while building your experience in a role with real variety and growth opportunities.
n
You will be joining a high performing, experienced team in a skilled, collaborative and collegiate environment where people are trusted to think, contribute and take on more ownership.

📌 Compliance Analyst - Funds Management (New South Wales)
🏢 PX Resources
📍 New South Wales