23 Sep
|
Rabobank Australia
|
New South Wales
23 Sep
Rabobank Australia
New South Wales
Job Description
Make a Difference in Compliance Risk Management
n
At Rabobank, we're passionate about creating long-term value for our clients, communities, and the food and agribusiness sectors we proudly support. As part of our Risk & Compliance team, you'll play a critical role in strengthening our compliance risk management capability and helping the business navigate an increasingly complex regulatory environment.
n
We're seeking an experienced Manager, Compliance Incident Management to lead and coordinate compliance incident management and breach reporting activities across Rabobank Australia. This is a highly visible role that will partner with senior stakeholders across the business, providing expert advice, challenge, and oversight to ensure compliance risks are effectively managed and regulatory obligations are met.
n
About The Role
n
Reporting into Compliance, you will be the subject matter expert for compliance incident management and breach reporting, driving a consistent and robust approach across the organisation.
n
You will work closely with business leaders, risk teams, and regulators to support effective incident assessment, reporting, remediation, and continuous improvement.
n
Key Responsibilities
n
n
- Own and coordinate the end-to-end management of compliance incidents and breach reporting across Rabobank Australia.
n
- Assess incidents for regulatory reportability and ensure compliance with breach reporting obligations and timeframes.
n
- Manage compliance breach processes, including preparation andsubmissionofnotificationstoregulatorswhererequired.
n
- Provide independentLine2reviewandchallengeofincidentassessments,rootcauseanalyses,andremediationplans.
n
- Monitorincidentandactionmanagementactivitiestoensuretimelycompletionandeffectiveresolution.
n
- Conductthematicanalysistoidentifytrends,systemicissues,andcontrolweaknesses,providingactionableinsightstostakeholders.
n
- ActasatrustedComplianceSME,providingadviceonincidents,investigations,escalations,andbusinessinitiatives.
n
- Partnerwithbusinessstakeholderstoenhancethequality,consistency,andeffectivenessofincidentmanagementpractices.
n
- EnsureincidentandbreachmanagementactivitiesremainalignedtotheComplianceManagementFrameworkandinternalpolicies.
n
- Contributetomanagement,board,committee,andregulatoryreporting.
n
- Supportauditresponsesandremediationactivitieswithcomplianceimplications.
n
- Deliverguidance,training,andknowledgesharingtoupliftincidentmanagementcapabilityacrosstheorganisation.
n
n
AboutYou
n
You are an experienced compliance skilled with a strong understanding ofregulatoryobligations,incidentmanagementframeworks,andbreachreportingrequirementswithinfinancialservices. Youarecomfortableworkinginafast-pacedenvironment,influencingseniorstakeholders,andprovidingpractical,riskbasedadvice.
n
WhatYou'llBring
n
Experience
n
n
- Minimum6years'experienceinBanking,Compliance,orRiskManagementwithinthefinancialservicessector.
n
- Strongexperiencemanagingcomplianceincidents,regulatorybreaches,andassociatedreportingobligations.
n
- Demonstratedexpertiseinriskandcontrolframeworks.
n
- Experienceconductingreviews,investigations,rootcauseanalysis,andremediationoversight.
n
- Provenabilitytodesignanddelivertechnicaltrainingtodiversestakeholdergroups.
n
- Strongstakeholdermanagementandinfluencingcapabilityacrossallorganisationallevels.
n
n
Qualifications
n
Essential
n
n
- DegreeinCommerce,Economics,Business,Law,orarelateddiscipline,orequivalentindustryexperience.
n
n
Desirable
n
n
- Relevantprofessionalqualificationorindustrymembership.
n
n
Technical Knowledge
n
n
- Strongunderstandingofcomplianceframeworksandpracticeswithinbankingandfinancialservices.
n
- SoundknowledgeoftheAustralianregulatoryenvironmentandregulatoryreportingrequirements.
n
- Abilitytointerpretcomplexregulatoryobligationsandtranslatethemintopracticalbusinesssolutions.
n
- Knowledgeofriskmanagementprinciples,governancepractices,andcompliancemonitoringactivities.
n
- FamiliaritywithAgilemethodologiesandMicrosoftOfficeapplications.
n
n
Why Rabobank?
n
AtRabobank,ourcultureisbuiltoncollaboration,integrity,andcontinuouslearning. Weempowerourpeopletochallengeconstructively,buildtrustedrelationships,andmakeameaningfulimpact.
n
Ourvaluesguideeverythingwedo:
n
n
- Wearealwaysclient-focusedanddecisive.
n
- Weworkwithcourageandconviction.
n
- Weareprofessionalandconsiderate.
n
- Webringoutthebestineachotherandarecommittedtocontinuouslearning.
n
📌 Manager, Compliance Incident Management (AU) (New South Wales)
🏢 Rabobank Australia
📍 New South Wales