Job Description
The Company
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This well-established Australian business operates within the precious metals industry, providing bullion, trading and investment services to both private and corporate clients.
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With a strong reputation in the market and a commitment to security, integrity and exceptional customer service, the business has built a loyal client base and continues to experience solid growth.
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Operating within a highly regulated environment, the company combines specialist industry expertise with robust operational and compliance processes.
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With a professional and supportive team culture, this is an excellent opportunity to join a successful Australian organisation within a unique and specialised financial services environment.
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The Job
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Reporting to the Head of Risk & Compliance, you will play a key role in supporting the organisation's compliance and risk framework, with exposure across AML/CTF, financial crime, transaction monitoring, governance and regulatory compliance.
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You will be responsible for the following duties:
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Conduct KYC, CDD and ECDD reviews, including beneficial ownership, PEP, sanctions and adverse media screening
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Review higher-risk customers, including source of funds and source of wealth assessments
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Conduct transaction monitoring and investigate unusual activity and AML/CTF red flags
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Assist with AUSTRAC reporting, including SMRs and TTRs
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Maintain compliance records, registers and investigation files
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Provide guidance to the business on KYC, compliance and policy matters
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Assist with compliance testing, audits and remediation activities
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Support regulatory changes and updates to policies, procedures and AML/CTF programs
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Assist with compliance reporting, training and broader risk initiatives
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Support third-party due diligence and insurance administration
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You
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To be successful in this role, you will bring:
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Previous experience within AML/CTF, financial crime, risk, compliance or a related regulatory function
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A strong understanding of KYC/CDD, ECDD, transaction monitoring and AUSTRAC obligations
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Well-developed analytical and investigative skills
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Excellent written and verbal communication skills
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The confidence to provide practical compliance guidance to stakeholders
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Strong organisational skills and exceptional attention to detail
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The ability to work autonomously, manage competing priorities and exercise sound judgement
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Experience within financial services, precious metals, banking or another regulated industry will be highly regarded
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Exposure to an AFSL-regulated environment, audits, compliance reviews or policy development will be advantageous
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You will be a proactive and commercially minded compliance professional who enjoys investigating issues, solving problems and working with the broader business to achieve practical and compliant outcomes.

📌 Compliance Officer | Melbourne Cbd (Victoria)
🏢 SB Recruitment
📍 Victoria