22 Sep
|
PX Resources
|
Sydney
22 Sep
PX Resources
Sydney
A fantastic opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.
You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities .
This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.
The opportunity
- Support pre-trade and post-trade investment compliance monitoring
- Investigate exceptions, breaches and incidents
- Assist with regulatory, governance and client reporting
- Monitor investment restrictions, ownership thresholds and disclosure requirements
- Review marketing material and support broader compliance activities
- Work with stakeholders across the business and global teams
A fantastic opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development.
You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities .
This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.
The opportunity
- Support pre-trade and post-trade investment compliance monitoring
- Investigate exceptions, breaches and incidents
- Assist with regulatory, governance and client reporting
- Monitor investment restrictions, ownership thresholds and disclosure requirements
- Review marketing material and support broader compliance activities
- Work with stakeholders across the business and global teams
Candidate background
- Circa 18 months to 4 years’ experience across compliance, risk, fund operations or audit
- Big 4 audit or assurance candidates looking to transition into industry in a compliance role would also work
- Analytical, detail focused, commercially minded and keen to learn
- Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist
- Relevant degree in commerce, law, finance, economics, business or related field
You will get exposure across both local and global compliance matters, while building your experience in a role with real variety and growth opportunities.
You will be joining a high performing, experienced team in a qualified, collaborative and collegiate environment where people are trusted to think, contribute and take on more ownership.
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📌 Compliance Analyst - Funds Management (Sydney)
🏢 PX Resources
📍 Sydney