Job Description
LGT Wealth Management seeks an experienced Front Office Compliance & Control skilled to oversee advice suitability, business conduct and regional Front Office risks.
You will provide practical guidance, supervision and training while operating independently of Risk and Compliance.
You will partner with Regional Manager, Investment Advisers and the Front Office Control & Monitoring team to maintain governance, perform control checks, risk assessments and escalation of issues in a regulated
📌 Regional Front Office Risk Leader (Victoria)
🏢 LGT Crestone Wealth Management
📍 Victoria
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