Job Description
A leading quantitative trading firm is looking for a Compliance Surveillance Officer to join its growing team in Sydney.
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Responsibilities
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Investigate trade surveillance alerts and unusual trading activities.
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Monitor for potential market abuse and trading conduct risks.
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Review electronic communications alerts and follow through to resolution.
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Analyse trading and market data to identify trends and exceptions.
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Support the enhancement of surveillance systems and controls.
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Assist with compliance monitoring and regulatory initiatives.
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Work closely with Trading, Technology, Risk, and Compliance teams.
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Requirements
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3+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or a related area.
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Strong analytical and investigative skills.
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Understanding of financial markets and trading activity.
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Experience with SQL and/or Python is highly preferred.
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Excellent communication and stakeholder management skills.
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Degree qualified or equivalent.
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Why Apply?
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Join a leading global quantitative trading firm.
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Exposure to sophisticated electronic and algorithmic trading strategies.
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Robust technology and data-driven culture.
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Relocation support available for candidates moving to Sydney.
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Excellent career progression and competitive compensation.
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📌 Compliance Surveillance - Quantitative Trading Firm (New South Wales)
🏢 Larson Maddox
📍 New South Wales