- Join a sophisticated global investment manager with strong growth opportunities
- Broad exposure across regulatory and investment compliance, risk and controls
- Ideal for a smart, ambitious compliance or fund operations candidates

A great opportunity for an up-and-coming compliance or fund operations professional looking for broader exposure and genuine career development. You’ll join a highly regarded global investment manager and work across investment compliance, regulatory reporting, breaches, controls, disclosure requirements and broader compliance activities.

This is not a narrow, tick-box role. The team is looking for someone who is bright, curious, proactive and comfortable taking ownership.

The opportunity

- Support pre-trade and post-trade investment compliance monitoring
- Investigate exceptions, breaches and incidents
- Assist with regulatory, governance and client reporting
- Monitor investment restrictions, ownership thresholds and disclosure requirements
- Review marketing material and support broader compliance activities
- Work with stakeholders across the business and global teams

Candidate background





- Circa 18 months to 4 years’ experience across compliance, risk, fund operations or audit
- Big 4 audit or assurance candidates looking to transition into industry in a compliance role would also work
- Analytical, detail focused, commercially minded and keen to learn
- Display curiosity with the confidence to ask questions and use judgement rather than simply following a checklist
- Relevant degree in commerce, law, finance, economics, business or related field

You will get exposure across both local and global compliance matters, while building your experience in a role with real variety and growth opportunities. You will be joining a high performing, experienced team in a skilled, collaborative and collegiate environment where people are trusted to think, contribute and take on more ownership.

Please apply by following the prompts, send your resume to Jerin Chowdhury at PX Resources at [email protected] or call Jerin on 0435 903 532.

📌 Compliance Analyst – Funds Management (Sydney)
🏢 PX Resources
📍 Sydney